NASD and NYSE Unfair Merger Class Action

March 20 2007

A class action lawsuit has been filed to stop the two self-regulatory organizations (SRO) from merging. The lawsuit was filed in US District Court in Manhattan and claims the NASD and NYSE merger would be unfair to small and mid-sized broker-dealers because the new structure would limit small firms' voice on the new Board of Governors. The SROs promised the merger would benefit all firms by eliminating a number of repetitive services and provide a more streamlined form of regulation.

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If you have suffered damages in this SRO merger case, you may qualify for damages or remedies that may be awarded in a possible class action or lawsuit. Please fill in our form on the right to submit your NASD and NYSE complaint to a lawyer for a free evaluation.

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